http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#ProhibitingCondition
Class fr-rule-iaa:ProhibitingCondition


rdf:type
owl:Class
rdfs:comment
For the Investment Adviser Act, the subclasses define Functional Business Entities as Prohibited from registration with the Securities & Exchange Commission, if they meet the criteria in U.S. Code § 80b–3a (a) and are not exempted from prohibition under CFR 275.203 A-2
rdfs:label
Legal Status Expression: Defined as Service
rdfs:subClassOf
fr-rule-iaa:FinancialCondition
owl:equivalentClass
fr-rule-iaa:FinancialCondition
and (jc-core:considered_by some fr-rule-iaa:FinancialProhibitionRule)
skos:definition
A set of financial conditions that subsume members, who fullfill a prohibition. If the condition is fulfilled, it will be considered by a Prohibition Rule, which in turn applies an Prohibition Status.
References

© 2016 Jayzed Data Models Inc. generated with TopBraid Composer back to Fund Ontology or documentation index