http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#ProhibitingCondition
Class fr-rule-iaa:ProhibitingCondition
rdf:type
-
|
owl:Class |
|
rdfs:comment
-
|
For the Investment Adviser Act, the subclasses define Functional Business Entities as Prohibited from registration with the Securities & Exchange Commission, if they meet the criteria in U.S. Code § 80b–3a (a) and are not exempted from prohibition under CFR 275.203 A-2
|
|
rdfs:label
-
|
Legal Status Expression: Defined as Service
|
|
rdfs:subClassOf
-
|
owl:equivalentClass
-
|
skos:definition
-
|
A set of financial conditions that subsume members, who fullfill a prohibition. If the condition is fulfilled, it will be considered by a Prohibition Rule, which in turn applies an Prohibition Status.
|
|
© 2016
Jayzed Data Models Inc. generated with TopBraid Composer
back to Fund Ontology or
documentation index