http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Prohibited_Ex_USC_s80b-3a_a_1_A_State_Regulated_small_Adviser
Class fr-rule-iaa:Prohibited_Ex_USC_s80b-3a_a_1_A_State_Regulated_small_Adviser
rdf:type
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owl:Class |
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rdfs:comment
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The segmentation of advisers by asset size itself can be useful beyond the legal rule. Therefore it is designed as an extension to FIBO rather than LKIF.
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rdfs:label
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Prohibited ex. USC § 80b–3a (a) (1) (A) - State regulated small adviser
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rdfs:subClassOf
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owl:equivalentClass
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skos:definition
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An defined class for FIBO Functional Business Entities that are prohibited from Securities & Exchange Commission registration under U.S. Code § 80b–3a (a) (1) (A) : “has assets under management of not less than $25,000,000, or such higher amount as the Commission may, by rule, deem appropriate in accordance with the purposes of this subchapter;"
The equivalent class simply consits of all FR SEC Small Advisers.
Inferred members are considered by the prohibition rule, which applies the prohibition status.
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