http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Prohibition_Exempted_Ex_CFR_275_203_A_2_a_pension_consultant
Class fr-rule-iaa:Prohibition_Exempted_Ex_CFR_275_203_A_2_a_pension_consultant


rdf:type
owl:Class
rdfs:comment
For the Fund Regulation Prototype, we simply assume that the adviser is tagged as a pension consultant. This can be expanded to consider the aggregate value and type pf plans.
rdfs:label
Prohibition Exempted ex. CFR 275.203A-2 (a) Pension consultants
rdfs:subClassOf
fr-rule-iaa:ProhibitingCondition
owl:equivalentClass
jc-core:considered_by value fr-rule-iaa:FinRule_Prohibition_Exempted_CFR_275_203_A_2_a_pension_consultant
fr-fin-ref:InvestmentAdviser
and (fibo-fnd-rel-rel:isClassifiedBy value fr-fin-ref:IAA_misc_Pension_Consultant)
skos:definition
An defined class for FIBO Functional Business Entities that are exempted the prohibition to register with the Securities & Exchange Commission registration under Code of Federal Regulations 275.203 A-2 (a) Pension Consultant. The equivalent class simply consits of all FIBO Investment Advisers that are principal to contracts with Foundations. Inferred members are considered by the exclusion rule, which applies the exclusion status.
References

2016 Jayzed Data Models Inc. generated with TopBraid Composer back to Fund Ontology or documentation index