http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Prohibited_Ex_USC_s80b-3a_a_2_B_State_Regulated_mid_size_Adviser
Class fr-rule-iaa:Prohibited_Ex_USC_s80b-3a_a_2_B_State_Regulated_mid_size_Adviser


rdf:type
owl:Class
rdfs:comment
The segmentation of advisers by asset size itself can be useful beyond the legal rule. Therefore it is designed as an extension to FIBO rather than LKIF.
rdfs:label
Prohibited ex. USC 80b3a (a) (1) (B) - State regulated mid-size adviser
rdfs:subClassOf
fr-rule-iaa:ProhibitingCondition
owl:equivalentClass
jc-core:considered_by value fr-rule-iaa:FinRule_Prohibited_USC_80b-3a_a_2_B_mid-sized_adviser
fr-rule-iaa:SEC_Mid_Adviser
skos:definition
An defined class for FIBO Functional Business Entities that are prohibited from Securities & Exchange Commission registration under U.S. Code 80b3a (a) (2) (B) : An investment adviser described in this subparagraph is an investment adviser that (II) has assets under management between $100,000,000, or such higher amount as the Commission may, by rule, deem appropriate in accordance with the purposes of this subchapter" The equivalent class simply consits of all FR SEC Mid-size Advisers. Inferred members are considered by the prohibition rule, which applies the prohibition status.
References

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