The Financial Industry Business Data Model (FIB-DM) is the most extensive reference standard for Investment Funds.
The Securities model has 28 packages and 679 entities derived from FIBO ontology classes and ontologies.
The diagram shows the hierarchy of FIB-DM packages, which have four main folders: Securities, Equities, Debt, and Funds.
- The SEC-Securities package covers design patterns common to all types of securities, such as identification, classification, restrictions, schedules, issuance, baskets, pools, assets, and listings.
- SEC debt packages contain entities to model bonds, asset—and pool-backed securities, short-term debt, exercise conventions, and newly added Distributed Loans.
- SEC-Equity (stocks) supports standard terms such as voting rights, privately held, and publicly traded. Specialized sub-packages define CFI classifications and depository receipts.
- SEC funds include Collective Investment Vehicles (CIVs), Closed-End Funds, ETFs, Mutual Funds, and Hedge Funds.
Hundreds of more entities in FIB-DM Foundation, Finance Business & Commerce, and Business Entities design standard information such as accounts, counterparties, trades, and transactions.
See the Securities diagram gallery for select Entity-Releationship diagrams on the FIB-DM website.
The table lists the entities in the diagram with their names, codes, and definitions. The complete data model report and data dictionary are on the FIB-DM webpage.
| Package name | Code | Description |
|---|---|---|
| SEC-Debt | fibo-sec-dbt | A package folder for SEC-Debt |
| Asset Backed Securities | fibo-sec-dbt-abs | The package for data model objects derived from the Asset Backed Securities ontology module. Debt securities backed by a pool of assets, including loans of various kinds, credit card pools and home equity lines of credit, as well as esoteric assets. |
| Bonds | fibo-sec-dbt-bnd | The package for data model objects derived from the Bonds ontology module. This ontology defines the basic concept of a bond and a number of bond variants including convertible and callable bonds. Medium term notes (MTNs) and debentures are also defined. |
| Debt Instruments | fibo-sec-dbt-dbti | The package for data model objects derived from the Debt Instruments ontology module. This ontology defines concepts that are specific to debt instruments (tradable and non-tradable). |
| Distributed Loans | fibo-sec-dbt-dln | The package for data model objects derived from the Distributed Loans ontology module. This ontology defines contracts which give the holder some formal participation in some loan. |
| Exercise Conventions | fibo-sec-dbt-ex | The package for data model objects derived from the Exercise Conventions ontology module. This ontology defines the various kinds of exercise conventions that are common to debt and options instruments. They are distinguished primarily in terms of the date period during which an optional contract clause may be exercised. |
| Pool Backed Securities | fibo-sec-dbt-pbs | The package for data model objects derived from the Pool Backed Securities ontology module. This ontology defines concepts that are common to asset-backed and mortgage-backed securities, including pools, as well as structured finance instruments. |
| Traded Short Term Debt | fibo-sec-dbt-tstd | The package for data model objects derived from the Traded Short Term Debt ontology module. This ontology defines a number of basic, traded short-term debt instruments, many of which are considered money market instruments that may be freely traded. |
| SEC-Equities | fibo-sec-eq | A package folder for SEC-Equities |
| Equity CFI Classification Individuals | fibo-sec-eq-10962 | The package for data model objects derived from the Equity CFI Classification Individuals ontology module. This ontology covers the ISO 10962, Fourth edition, 2019-10 classification codes for instruments that represent an ownership interest in an entity or pool of assets. It is intended to cover sections most of the codes included in section 6.2 of the standard, with the exception of structured instruments, section 6.2.8, which will be covered under derivatives. |
| Depositary Receipts | fibo-sec-eq-dr | The package for data model objects derived from the Depositary Receipts ontology module. Depositary receipts are certificates which represent ownership of some underlying security. They are issued by a bank and give the holder the ability to participate in the returns on an instrument that they may not be able to hold directly. |
| Equity Instruments | fibo-sec-eq-eq | The package for data model objects derived from the Equity Instruments ontology module. Core terms are those fundamental to all equity instruments. This ontology also distinguishes between privately held and publicly traded equity instruments, and defines a number of related concepts, such as voting rights. |
| Equities Example Individuals | fibo-sec-eq-eqind | The package for data model objects derived from the Equities Example Individuals ontology module. This ontology provides examples of how to represent simple equities. |
| SEC-Funds | fibo-sec-fund | A package folder for SEC-Funds |
| Funds | fibo-sec-fund-fund | The package for data model objects derived from the Funds ontology module. This ontology defines fundamental concepts about funds and collective investment vehicles (CIVs). |
| SEC-Securities | fibo-sec-sec | A package folder for SEC-Securities |
| Security Assets | fibo-sec-sec-ast | The package for data model objects derived from the Security Assets ontology module. This ontology defines basic concepts such as portfolio, security holding and holder, and extends the notion of a financial asset to include an acquisition price. |
| Baskets | fibo-sec-sec-bsk | The package for data model objects derived from the Baskets ontology module. This ontology defines the concept of a tradable container of securities, indices, and/or market rates, and identifies the elements that can be constituents of a such a basket. |
| Securities Classification | fibo-sec-sec-cls | The package for data model objects derived from the Securities Classification ontology module. This ontology defines the fundamental concepts for classifying financial instruments, particularly securities, including, but not limited to classification schemes developed by government, regulatory agencies, and industry to classify the issuers of such securities as well as the securities themselves. |
| Securities Identification | fibo-sec-sec-id | The package for data model objects derived from the Securities Identification ontology module. This ontology defines concepts required to identify securities, including a number of well-known securities identifiers and related schemes, registries, and registration authorities. |
| Securities Identification Individuals | fibo-sec-sec-idind | The package for data model objects derived from the Securities Identification Individuals ontology module. This ontology defines concepts and primarily individuals required to identify securities, including the individuals that represent a number of well-known securities identifiers and related schemes, registries, and registration authorities. |
| Securities Issuance | fibo-sec-sec-iss | The package for data model objects derived from the Securities Issuance ontology module. This ontology defines the fundamental concepts for issuing securities, including securities offering, offering document, offering statement, securities underwriter, prospectus, and so forth. |
| Securities Listings | fibo-sec-sec-lst | The package for data model objects derived from the Securities Listings ontology module. This ontology defines the fundamental concepts for listing securities, such as registered, listed, and exchange-traded security, the notion of a securities exchange, and related services. |
| Pools | fibo-sec-sec-pls | The package for data model objects derived from the Pools ontology module. This ontology defines concepts related to high-level securities pools. |
| Securities Restrictions | fibo-sec-sec-rst | The package for data model objects derived from the Securities Restrictions ontology module. This ontology defines the concepts related to restrictions on finanicial instruments, securities and listings. |
| Parametric Schedules | fibo-sec-sec-sch | The package for data model objects derived from the Parametric Schedules ontology module. This ontology defines concepts related to parametric schedules, including how to represent individual schedules as well as related date periods, explicit dates, and other concepts needed for parametric schedule representation. |
| US Securities Restrictions | fibo-sec-sec-usrst | The package for data model objects derived from the US Securities Restrictions ontology module. This ontology defines the concepts related to restrictions issued by the US Securities Exchange Commission and other US regulatory agencies on finanicial instruments, securities and listings. |