The Financial Industry Business Data Model (FIB-DM) is the largest reference standard for Investment Funds.
The Securities package covers design patterns common to all asset classes: Securities identification, classification, restrictions, schedules, issuance, baskets and pools, assets, and listings.
Other packages include asset class-specific entities like debt and equities and Derivatives and indices.
The diagram shows all entities of the Securities package. See the Securities diagram gallery for smaller diagrams of the sub-packages.
The image below is 25% mobile-friendly. Click on the diagram or here to view the full-size 5703 x 4282-pixel Scalable Vector Graphics (SVG) diagram.
The table lists the entities in the diagram with their names, codes, and definitions. The complete data model report and data dictionary are on the FIB-DM webpage.
| Name | Code | Definition |
|---|---|---|
| applies To | fibo-fnd-rel-rel:appliesTo | a relation indicating something that is pertinent or relevant to the concept |
| Asset Class | fibo-sec-sec-cls:AssetClass | a financial instrument classifier for a group of securities that exhibit similar characteristics, behave similarly in the marketplace and are subject to the same laws and regulations |
| Auction Date Rule | fibo-sec-sec-sch:AuctionDateRule | a business recurrence interval convention that is a published rule for defining the date of some auction event |
| Basket Of Indices | fibo-sec-sec-bsk:BasketOfIndices | a basket made up of market indices |
| Basket Of Indices Constituent | fibo-sec-sec-bsk:BasketOfIndicesConstituent | a single constituent of a basket of indices |
| Basket Of Securities | fibo-sec-sec-bsk:BasketOfSecurities | a basket of traded securities |
| Best Efforts Offering | fibo-sec-sec-iss:BestEffortsOffering | a securities offering that is sold on a best efforts, rather than firm commitment, basis, whereby investment bankers commit to doing their best to sell the securities offered, but do not assume the full risk of an underwriter |
| Blue Sky Law | fibo-sec-sec-rst:BlueSkyLaw | a kind of securities regulation passed by various states, designed to protect investors against securities fraud by requiring sellers of new issues to register their offerings and provide financial details |
| Calculation Period | fibo-sec-sec-sch:CalculationPeriod | a date period defined as the number of days from the start of the calculation period to the scheduled end date of the period |
| Calculation Period Length | fibo-sec-sec-sch:CalculationPeriodLength | an explicit duration defined as the number of days from the adjusted effective or start date to the adjusted termination or end date calculated in accordance with the applicable day count fraction |
| characterizes | fibo-fnd-rel-rel:characterizes | a feature or quality that distinguishes something from something else |
| classifies | fibo-fnd-rel-rel:classifies | arranges in classes; assigns to a category |
| comprises | fibo-fnd-rel-rel:comprises | includes, especially within a particular scope, is made up of |
| Contractual Restriction | fibo-sec-sec-rst:ContractualRestriction | contract terms setting out restrictions on either the holder or the issuer of the security, as specified in the terms of the instrument itself |
| Conversion Terms | fibo-sec-sec-iss:ConversionTerms | contract terms specifying when and how a security may be converted to another security (usually of the same issuer) |
| Convertible Security | fibo-sec-sec-iss:ConvertibleSecurity | a security that can be converted into another security |
| Date | fibo-fnd-dt-fd:Date | a calendar day on some calendar |
| Date Period | fibo-fnd-dt-fd:DatePeriod | a time span over one or more calendar days, defined by at least two of three properties: (1) a start date, (2) an end date, and (3) a date period (duration); if more than one of these properties is missing, the DatePeriod is invalid |
| Date Returned By Settlement Date Rule | fibo-sec-sec-sch:DateReturnedBySettlementDateRule | a rule-determined date that is a published rule for defining the date returned by settlement date |
| Date Returned By Trading Date Rule | fibo-sec-sec-sch:DateReturnedByTradingDateRule | a rule-determined date that is a published rule for defining the date returned by trading date |
| Debt Pool | fibo-sec-sec-pls:DebtPool | a pool consisting of debt instruments, such as bonds, loans or mortgages |
| defines | fibo-fnd-rel-rel:defines | determines or identifies the essential qualities or meaning of, discovers and sets forth the meaning of, fixes or marks the limits of, demarcates |
| Exchange And Listing Service | fibo-sec-sec-lst:ExchangeAndListingService | a trading and (optionally) listing service for the purposes of securities trading |
| Exchange Identifier | fibo-sec-sec-lst:ExchangeIdentifier | an identifier allocated to a securities exchange |
| Exchange Specific Securities Registry | fibo-sec-sec-id:ExchangeSpecificSecuritiesRegistry | a registry used by a securities exchange in managing the security identifiers and related information that it registers and manages |
| Exchange Specific Securities Registry Entry | fibo-sec-sec-id:ExchangeSpecificSecuritiesRegistryEntry | an entry in an exchange-specific securities repository |
| Exchange Specific Security Identification Scheme | fibo-sec-sec-id:ExchangeSpecificSecurityIdentificationScheme | an identification scheme used by a securities exchange in issuing security identifiers |
| Exchange Traded Security | fibo-sec-sec-lst:ExchangeTradedSecurity | a listed security that may be traded on a particular exchange |
| Exempt Offering | fibo-sec-sec-iss:ExemptOffering | a public offering involving securities that are exempt from certain regulatory reporting requirements, either because the issuer is exempt or the transaction specific to the offering is exempt |
| Financial Instrument Classification Scheme | fibo-sec-sec-cls:FinancialInstrumentClassificationScheme | a classification scheme defining a particular classifier for a security, such as the ISO 10962 CFI classification scheme |
| Financial Instrument Classifier | fibo-sec-sec-cls:FinancialInstrumentClassifier | a standardized classifier for a financial instrument based on its type |
| Financial Instrument Global Identifier Registry Entry | fibo-sec-sec-idind:FinancialInstrumentGlobalIdentifierRegistryEntry | an entry in a Financial Instrument Global Identifier (FIGI) registry |
| Financial Instrument Identification Scheme | fibo-sec-sec-id:FinancialInstrumentIdentificationScheme | a formal definition of the structure and application of a particular set of financial instrument identifiers |
| Firm Commitment Offering | fibo-sec-sec-iss:FirmCommitmentOffering | a securities offering whereby the underwriter purchases the securities outright for their own account |
| Floating Rate Note Date | fibo-sec-sec-sch:FloatingRateNoteDate | a calculated date associated with a floating-rate note, also known as a floater or FRN, which is a debt instrument with a variable interest rate |
| Floating Rate Note Date Rule | fibo-sec-sec-sch:FloatingRateNoteDateRule | a business day adjustment rule applied to floating-rate note instruments |
| Fund Family | fibo-sec-sec-pls:FundFamily | a collection of managed investments that are all managed by a single investment institution |
| governs | fibo-fnd-rel-rel:governs | prevails or has decisive influence over; exercises authority |
| has Acquisition Price | fibo-sec-sec-ast:hasAcquisitionPrice | has a value as of the date of acquisition, expressed as an amount of money or goods |
| has Business Day Adjustment | fibo-fnd-dt-bd:hasBusinessDayAdjustment | identifies a convention for adjustment of the business day for handling weekends and holidays |
| has Business Day Convention | fibo-fnd-dt-bd:hasBusinessDayConvention | identifies a convention regarding how a date should be handled when it falls on a day that is not a business day |
| has Constituent | fibo-fnd-arr-arr:hasConstituent | an essential part, component, or element of some collection or set |
| has Contractual Element | fibo-fnd-agr-ctr:hasContractualElement | indicates an element, such as contractual definitions, terms describing commitments and the like, that forms part of a contract |
| has Coverage Area | fibo-fnd-plc-cty:hasCoverageArea | indicates a geographic region in which some service is provided, or to which some policy applies, or in which something is available |
| has Currency | fibo-fnd-acc-cur:hasCurrency | a medium of exchange value in which something, such as a monetary amount is defined |
| has Date Of Issuance | fibo-fnd-arr-doc:hasDateOfIssuance | links something, typically an agreement, contract, or document, with the date it was issued |
| has Duration | fibo-fnd-dt-fd:hasDuration | the duration of a date period or similar concept, such as the tenor of a contract |
| has End Date | fibo-fnd-dt-fd:hasEndDate | the ending date of some Schedule or DatePeriod |
| has Expiration Date | fibo-fnd-arr-doc:hasExpirationDate | links something, typically an agreement, contract, document, or perishable item, with an expiration date |
| has Governing Jurisdiction | fibo-fnd-agr-ctr:hasGoverningJurisdiction | the jurisdiction governing the contract, as agreed by all parties |
| has Holding Period | fibo-sec-sec-rst:hasHoldingPeriod | identifies a holding period applicable to some financial asset |
| has Identity | fibo-fnd-rel-rel:hasIdentity | provides a means for identifying something that fills a particular role |
| has Inforce | fibo-fnd-law-cor:hasInforce | relates a jurisdiction or situation to a rule, regulation or law (collectively “law”) that is currently in force in that situation or jurisdiction |
| has Listing Date | fibo-sec-sec-lst:hasListingDate | indicates the date on which a security is listed |
| has Offering Price | fibo-fbc-pas-fpas:hasOfferingPrice | indicates the price associated with an offering, which may be an explicit or calculated price |
| has Part | fibo-fnd-rel-rel:hasPart | indicates any portion of a thing, regardless of whether the portion itself is attached to the remainder or detached; cognitively salient or arbitrarily demarcated; self-connected or disconnected; homogeneous or gerrymandered; material or immaterial; extended or unextended; spatial or temporal |
| has Party In Role | fibo-fnd-pty-pty:hasPartyInRole | identifies a party acting in a specific role as related to the particular agreement, contract, policy, regulation, or other business relationship |
| has Recurrence Start Date | fibo-fnd-dt-fd:hasRecurrenceStartDate | the starting Date of the first recurrence of a RegularSchedule |
| has Registry Entry | fibo-fbc-fct-ra:hasRegistryEntry | links a registry to entries that it contains |
| has Restriction | fibo-sec-sec-rst:hasRestriction | identifies a restriction applicable to a given financial instrument or listing |
| has Start Date | fibo-fnd-dt-fd:hasStartDate | the starting Date of something |
| holds | fibo-fnd-rel-rel:holds | is the relationship between a party and something it possesses, or over which it exercises some ownership or control or has at its discretion the ability to dispose of it as it sees fit |
| Individual Investor | fibo-sec-sec-rst:IndividualInvestor | an investor that is a person, rather than an organization, who may or may not be considered a qualified investor from a legal perspective |
| Institutional Investor | fibo-sec-sec-rst:InstitutionalInvestor | an organization that trades large volumes of securities |
| Instrument Pool | fibo-sec-sec-pls:InstrumentPool | a pool consisting of financial instruments that may be included in the same investment vehicle |
| International Money Market Australian Dollar Trading Date Rule | fibo-sec-sec-sch:InternationalMoneyMarketAustralianDollarTradingDateRule | a trading date rule defined as the last trading day of an Australian Stock Exchange (ASX) 90-Day Bank Accepted Futures and Options product, one Sydney business day preceding the second Friday of the relevant settlement month |
| International Money Market Canadian Dollar Trading Date Rule | fibo-sec-sec-sch:InternationalMoneyMarketCanadianDollarTradingDateRule | a trading date rule defined as the last trading day / expiration day of the Canadian Derivatives Exchange (Bourse do Montreal Inc.), three month Bankers’ Acceptance Futures (Ticker symbol BAX), the second London banking day prior to the third Wednesday of the contract month |
| International Money Market New Zealand Dollar Trading Date Rule | fibo-sec-sec-sch:InternationalMoneyMarketNewZealandDollarTradingDateRule | a trading date rule defined as the last trading day of an Australian Stock Exchange (ASX) New Zealand (NZ) 90-Day Bank Accepted Futures and Options product, the first Wednesday after the ninth day of the relevant settlement month |
| International Money Market Settlement Date Rule | fibo-sec-sec-sch:InternationalMoneyMarketSettlementDateRule | a settlement date rule as defined in the International Money Market (IMM) settlement dates calendar |
| International Securities Identification Number | fibo-sec-sec-id:InternationalSecuritiesIdentificationNumber | a security identifier that is defined as specified in ISO 6166, Securities and related financial instruments — International securities identification numbering system (ISIN) |
| International Securities Identification Numbering Scheme | fibo-sec-sec-id:InternationalSecuritiesIdentificationNumberingScheme | a formal definition of the structure and application of a ISINs as defined in ISO 6166 |
| Investors Domicile Restriction | fibo-sec-sec-rst:InvestorsDomicileRestriction | a legal holding restriction that specifies where holders of a security may be domiciled |
| is Issued In | fibo-sec-sec-lst:isIssuedIn | identifies the exchange in which a security is issued |
| is Registered By | fibo-fbc-fct-ra:isRegisteredBy | indicates the registration authority that registers something |
| is Traded On | fibo-sec-sec-lst:isTradedOn | identifies the trading facility on which the security is traded |
| issues | fibo-fnd-rel-rel:issues | is made available by |
| Legal Holding Restriction | fibo-sec-sec-rst:LegalHoldingRestriction | a security restriction applicable to holding the security |
| Legal Restriction | fibo-sec-sec-rst:LegalRestriction | a securities restriction that is mandated by law or regulation |
| Listed Security | fibo-sec-sec-lst:ListedSecurity | a registered security listed on a specific exchange |
| Listed Security Identifier | fibo-sec-sec-id:ListedSecurityIdentifier | a security identifier issued in the public domain and referred to in listings and other relevant publications |
| Managed Investment | fibo-sec-sec-pls:ManagedInvestment | an investment pool that is controlled by a professional investment manager who invests the pool in various financial instruments and assets that align with their investment objectives and is overseen by a board of directors |
| mandates | fibo-fnd-rel-rel:mandates | relates something to a commitment, contract, law, obligation, requirement, regulation, or similar concept that requires it |
| Mixed Basket | fibo-sec-sec-bsk:MixedBasket | a basket that has a mix of constituents, including securities and indices |
| National Numbering Agency | fibo-sec-sec-id:NationalNumberingAgency | a registration authority responsible for issuing and managing National Securities Identifying Numbers for securities in accordance with the ISO 6166 standard in some jurisdiction (typically that of a country) |
| National Securities Identifying Number | fibo-sec-sec-id:NationalSecuritiesIdentifyingNumber | a generic, nine-digit alpha numeric code which identifies a fungible security, assigned by a national numbering agency under the ISO 6166 standard |
| National Securities Identifying Number Registry | fibo-sec-sec-id:NationalSecuritiesIdentifyingNumberRegistry | a registry used by a national numbering agency to manage the financial instrument identifiers and related information that it registers |
| National Securities Identifying Number Registry Entry | fibo-sec-sec-id:NationalSecuritiesIdentifyingNumberRegistryEntry | an entry in a National Securities Identifying Number registry |
| National Security Identification Scheme | fibo-sec-sec-id:NationalSecurityIdentificationScheme | a security identification scheme, defining the format and structure of a National Securities Identifying Number (NSIN), published nationally on behalf of a country |
| Non Rolling Date | fibo-sec-sec-sch:NonRollingDate | an explicit date that equates to a calendar date with no adjustments and with no reference to any date specification |
| Notional Financial Marketplace | fibo-sec-sec-lst:NotionalFinancialMarketplace | a place which is identified as a financial market but which is not a physical place such as a country or region. This may be a conceptual place such as the Eurobond market or the Global market. |
| Offering Document | fibo-sec-sec-iss:OfferingDocument | a legal document that states the objectives, risks and terms of an investment |
| Offering Statement | fibo-sec-sec-iss:OfferingStatement | an offering memorandum that conforms to Regulation A, Offering Statement, of the Securities Act of 1933 |
| Parametric Schedule | fibo-sec-sec-sch:ParametricSchedule | a regular, parameterized schedule typically used for the calculation of payments for coupons, dividends, and interest |
| Periodic Scheduled Event Date | fibo-sec-sec-sch:PeriodicScheduledEventDate | the date on which a schedule event occurs in some parametric schedule |
| Pool | fibo-sec-sec-pls:Pool | a combination of resources for a common purpose or benefit |
| Pool Constituent | fibo-sec-sec-pls:PoolConstituent | something that is a component of a pool |
| Pool Equity | fibo-sec-sec-pls:PoolEquity | a share or proportion of the capital gains in some pool investment such as a fund or a debt asset pool |
| Pooled Fund | fibo-sec-sec-pls:PooledFund | a pool of funds that a group of investors combines for common benefit |
| Portfolio | fibo-sec-sec-ast:Portfolio | a collection of investments (financial assets) such as stocks, bonds and cash equivalents, as well as mutual funds |
| Portfolio Holding | fibo-sec-sec-ast:PortfolioHolding | the contents of holding of one or more portfolios of investments held by an individual investor or entity |
| Price | fibo-fnd-acc-cur:Price | an amount of money, goods, or services requested, expected, required, or given in exchange for something else |
| Private Offering | fibo-sec-sec-iss:PrivateOffering | an offering of securities made privately to a limited number of qualified potential investors |
| Private Placement Memorandum | fibo-sec-sec-iss:PrivatePlacementMemorandum | a legal document stating the objectives, risks and terms of investment involved with a private placement |
| Proprietary Security Identification Scheme | fibo-sec-sec-id:ProprietarySecurityIdentificationScheme | a security identification scheme published by a data provider or other commercial entity |
| Proprietary Security Identifier | fibo-sec-sec-id:ProprietarySecurityIdentifier | an identifier supplied by a commercial data provider or government, such as a RIC code |
| Prospectus | fibo-sec-sec-iss:Prospectus | a formal, written offering document to sell securities that provides the facts an investor needs to make an informed investment decision |
| provides | fibo-fnd-rel-rel:provides | makes something available |
| provisions | fibo-fnd-pas-pas:provisions | customizes, provides, or outfits something required for use in delivering a service |
| Public Offering | fibo-sec-sec-iss:PublicOffering | an offering of securities for sale to the investment public, after compliance with registration requirements of the relevant regulatory authorities |
| Qualified Investor Restriction | fibo-sec-sec-rst:QualifiedInvestorRestriction | a legal holding restriction specifying that only qualified investors may hold the security, optionally for a defined holding period (if this is not defined then the period is indefinite) |
| Registered Security | fibo-sec-sec-lst:RegisteredSecurity | a security that is registered with some registration authority and that may be traded in some trading venue (market) |
| Regulation S | fibo-sec-sec-rst:RegulationS | a securities regulation defining an exemption through which corporations can issue unregistered securities to qualified foreign investors and foreign institutions |
| Restriction144A | fibo-sec-sec-rst:Restriction144A | a Securities & Exchange Commission rule modifying a two-year holding period requirement on privately placed securities to permit qualified institutional buyers to trade these positions among themselves |
| Rule Determined Date | fibo-sec-sec-sch:RuleDeterminedDate | a date determined by the application of some rule |
| Scheduled Calculation Period End Event | fibo-sec-sec-sch:ScheduledCalculationPeriodEndEvent | the end date of a specific calculation period |
| Scheduled Calculation Period Start Event | fibo-sec-sec-sch:ScheduledCalculationPeriodStartEvent | the start of a specific calculation period |
| Securities Basket Constituent | fibo-sec-sec-bsk:SecuritiesBasketConstituent | a security identified as a component of a basket of securities |
| Securities Contract Terms | fibo-sec-sec-iss:SecuritiesContractTerms | one or more contractual commitments that are specific to financial instruments that can be bought or sold and may or may not be negotiable |
| Securities Exchange | fibo-sec-sec-lst:SecuritiesExchange | an organized, national exchange where securities, options, and futures contracts may be traded by members for their own accounts and for the accounts of their customers |
| Securities Offering | fibo-sec-sec-iss:SecuritiesOffering | an offering of a security (or securities) for sale |
| Securities Pool | fibo-sec-sec-pls:SecuritiesPool | a pool of securities organized for the purpose of issuing notes against those securities |
| Securities Pool Constituent | fibo-sec-sec-pls:SecuritiesPoolConstituent | a security that is included in a securities pool |
| Securities Regulation | fibo-sec-sec-rst:SecuritiesRegulation | a regulation codified in law specific to securities and investments |
| Securities Restriction | fibo-sec-sec-rst:SecuritiesRestriction | a legal restriction that is applicable to a financial instrument or security listing as mandated in a law or by contract |
| Security Holder | fibo-sec-sec-ast:SecurityHolder | a party that holds a transferable contract (security), and has the rights defined in that contract |
| Security Holding | fibo-sec-sec-ast:SecurityHolding | a (tradable) security held in a portfolio |
| Security Identification Scheme | fibo-sec-sec-id:SecurityIdentificationScheme | a formal definition of the structure and application of a particular set of securities identifiers |
| Security Identifier | fibo-sec-sec-id:SecurityIdentifier | any publicly available identifier that is used to identify a security |
| Security Listing | fibo-sec-sec-lst:SecurityListing | a capability for listing a security provided by a securities trading facility |
| Security Underwriter | fibo-sec-sec-iss:SecurityUnderwriter | a party that has purchased from an issuer with a view to, or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking |
| Security Underwriting Arrangement | fibo-sec-sec-iss:SecurityUnderwritingArrangement | an underwriting arrangement between an organization (typically an investment bank) and a securities issuer that commits the underwriter to assuming risk involved in buying a new issue of securities from an issuing corporation or government entity and reselling it to the public, either directly or through dealers |
| Settlement Date Rule | fibo-sec-sec-sch:SettlementDateRule | a rule for determining dates by reference to some calendar or specification of settlement dates |
| Trading Date Rule | fibo-sec-sec-sch:TradingDateRule | a rule for dates defined with reference to some trading date calendar published by some trading facility or authority, such as a stock exchange |
| Trading Restriction | fibo-sec-sec-rst:TradingRestriction | a restriction that limits trading in some manner, typically summarized on term sheets or in other documentation, including but not limited to restrictions on day trading |
| US Treasury Bill Auction Date Rule | fibo-sec-sec-sch:USTreasuryBillAuctionDateRule | a rule for setting auction dates for US Treasury bills |
| US Treasury Bill Date | fibo-sec-sec-sch:USTreasuryBillDate | an auction date for US 13 week and 26 week Treasury bills |