http://fundontology.com/fr/form/IAPDSECCompilationReport.ttl#Item9CType
Class iapd-sec-cr:Item9CType

Item9CType

owl:Class

The answers are object properties to instances of the anwerYNType class.

Item9CType

iapd-sec-cr:q9C3 only iapd-sec-cr:AnswerYNType

iapd-sec-cr:q9C3 max 1

iapd-sec-cr:q9C4 only iapd-sec-cr:AnswerYNType

iapd-sec-cr:q9C2 only iapd-sec-cr:AnswerYNType

iapd-sec-cr:q9C1 max 1

iapd-sec-cr:FirmReport

iapd-sec-cr:q9C4 max 1

iapd-sec-cr:q9C1 only iapd-sec-cr:AnswerYNType

iapd-sec-cr:q9C2 max 1

Firm's response to Part1A Item 9C - custody of client funds or securities in connection with advisory services you provide to clients (1) A qualified custodian(s) sends account statements at least quarterly to the investors in the pooled investment vehicle(s) you manage. (2) An independent public accountant audits annually the pooled investment vehicle(s) that you manage and the audited financial statements are distributed to the investors in the pools. (3) An independent public accountant conducts an annual surprise examination of client funds and securities. (4) An independent public accountant prepares an internal control report with respect to custodial services when you or your related persons are qualified custodians for client funds and securities.