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Firm's response to Part1A Item 11B(1)-been convicted of or plead guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses (Y/N/null).
Firm's response to Part1A Item 11B(2)-been charged with a misdemeanor listed in 11.B(1) (Y/N/null).
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