http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#FinancialExemptionRule
Class fr-rule-iaa:FinancialExemptionRule
rdf:type
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owl:Class |
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rdfs:comment
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fro-leg-ref:hasCodeReference point to U.S. Code § 80b–3 - Exemptions
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rdfs:label
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Financial Exemption Rule
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rdfs:subClassOf
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skos:definition
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Instances of this class apply a Legal Status for the Exemption from Registration requirements as per the Investment Adviser Act.
15 U.S. Code § 80b–3 (b) - Exemptions (1) through (7)
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Instances |
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fr-rule-iaa:FR_Exempted_USC_s80b_3_b_1_Private_Fund_same_state, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_2_Insurance_clients, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_3_Foreign_private, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_4_A_Charitable_client, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_4_B_Charity_fund, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_4_C_Trust, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_5_Church_plan, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_6_Commodity_Trading_Advisor, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_7_A_small_business, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_7_B_small_business_license, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_7_C_small_business_affiliate |
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