http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Defined_Ex_USC_s80b_2_a_11_Compensation
Class fr-rule-iaa:Defined_Ex_USC_s80b_2_a_11_Compensation


rdf:type
owl:Class
rdfs:comment
For the Fund Regulation prototype, the equivalent class is simply being a FIBO Financial Service Provider (asserted in the SEC FIrm & Sample data load) and providing fee based advice. The equivalet class definition can be expanded to examine actual fees charged, rather than providing a fee based service offering.
rdfs:label
Defined ex. USC § 80b–2 (a) 11 - Compensation
rdfs:subClassOf
fr-rule-iaa:DefiningCondition
owl:equivalentClass
jc-core:considered_by value fr-rule-iaa:FR_Defined_USC_s80b_2_a_11_Compensation
fibo-fbc-pas-fpas:FinancialServiceProvider
and (fibo-fnd-rel-rel:provides some fr-fin-ref:FeeBasedInvestmentAdvice)
skos:definition
An equivalent class for FIBO Functional Business Entities that meet the U.S. Code § 80b–2-11 (compensation) “Investment adviser” means any person who, for Compensation, engages in the business of ..." Inferred members are considered by the financial rule, which applies the status.

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