http://fundontology.com/fr/form/IAPDSECCompilationReport.ttl#Item9CType
Class iapd-sec-cr:Item9CType


sxml:tag
Item9CType
rdf:type
owl:Class
rdfs:comment
The answers are object properties to instances of the anwerYNType class.
rdfs:label
Item9CType
rdfs:subClassOf
iapd-sec-cr:q9C3 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q9C3 max 1
iapd-sec-cr:q9C4 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q9C2 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q9C1 max 1
iapd-sec-cr:FirmReport
iapd-sec-cr:q9C4 max 1
iapd-sec-cr:q9C1 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q9C2 max 1
skos:definition
Firm's response to Part1A Item 9C - custody of client funds or securities in connection with advisory services you provide to clients (1) A qualified custodian(s) sends account statements at least quarterly to the investors in the pooled investment vehicle(s) you manage. (2) An independent public accountant audits annually the pooled investment vehicle(s) that you manage and the audited financial statements are distributed to the investors in the pools. (3) An independent public accountant conducts an annual surprise examination of client funds and securities. (4) An independent public accountant prepares an internal control report with respect to custodial services when you or your related persons are qualified custodians for client funds and securities.
References

2016 Jayzed Data Models Inc. generated with TopBraid Composer back to Fund Ontology or documentation index