http://fundontology.com/fr/form/IAPDSECCompilationReport.ttl#Item9BType
Class iapd-sec-cr:Item9BType
sxml:tag
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Item9BType
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rdf:type
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owl:Class |
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rdfs:comment
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The answers to (1) are object properties to instances of the anwerYNType class. Answers to (2) are xsd:decimal (17.2) and xsd:integer (38)
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rdfs:label
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Item9BType
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rdfs:subClassOf
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skos:definition
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Firm's response to Part1A Item 9B
(1) In connection with advisory services you provide to clients, do any of your related persons have custody of any of your advisory clients’: Yes No
(a) cash or bank accounts?
(b) securities?
You are required to answer this item regardless of how you answered Item 9.A.(1)(a) or (b).
(2) If you checked “yes” to Item 9.B.(1)(a) or (b), what is the approximate amount of client funds and securities and total number of clients for which your related persons have custody:
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