http://fundontology.com/fr/form/IAPDSECCompilationReport.ttl#Item5BType
Class iapd-sec-cr:Item5BType


sxml:tag
Item5BType
rdf:type
owl:Class
rdfs:comment
The responses are modeled as a xsd:integer (10)
rdfs:label
Item5BType
rdfs:subClassOf
iapd-sec-cr:q5B5 max 1
iapd-sec-cr:q5B3 only iapd-sec-cr:Int10Datatype
iapd-sec-cr:q5B2 max 1
iapd-sec-cr:q5B1 only iapd-sec-cr:Int10Datatype
iapd-sec-cr:q5B1 max 1
iapd-sec-cr:q5B2 only iapd-sec-cr:Int10Datatype
iapd-sec-cr:q5B4 max 1
iapd-sec-cr:q5B6 only iapd-sec-cr:Int10Datatype
iapd-sec-cr:q5B6 max 1
iapd-sec-cr:FirmReport
iapd-sec-cr:q5B3 max 1
iapd-sec-cr:q5B5 only iapd-sec-cr:Int10Datatype
iapd-sec-cr:q5B4 only iapd-sec-cr:Int10Datatype
skos:definition
Firm's response to Part1A Item 5B: (1) Approximately how many of the employees reported in 5A perform investment advisory functions (including research). (2) Approximately how many of the employees reported in 5A are registered representatives of a broker-dealer. (3) Approximately how many of the employees reported in 5A are registered with one or more state securities authorities as investment adviser representatives. (4) Approximately how many of the employees reported in 5A are registered with one or more state securities authorities as investment adviser representatives for an investment adviser other than you. (5) Approximately how many of the employees reported in 5.A. are licensed agents of an insurance company or agency. (6) Approximately how many firms or other persons solicit advisory clients on your behalf.
References

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