http://fundontology.com/fr/form/IAPDSECCompilationReport.ttl#Item5BType
Class iapd-sec-cr:Item5BType
sxml:tag
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Item5BType
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rdf:type
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owl:Class |
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rdfs:comment
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The responses are modeled as a xsd:integer (10)
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rdfs:label
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Item5BType
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rdfs:subClassOf
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skos:definition
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Firm's response to Part1A Item 5B:
(1) Approximately how many of the employees reported in 5A perform investment advisory functions (including research).
(2) Approximately how many of the employees reported in 5A are registered representatives of a broker-dealer.
(3) Approximately how many of the employees reported in 5A are registered with one or more state securities authorities as investment adviser representatives.
(4) Approximately how many of the employees reported in 5A are registered with one or more state securities authorities as investment adviser representatives for an investment adviser other than you.
(5) Approximately how many of the employees reported in 5.A. are licensed agents of an insurance company or agency.
(6) Approximately how many firms or other persons solicit advisory
clients on your behalf.
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