http://fundontology.com/fr/form/IAPDSECCompilationReport.ttl#Item11HType
Class iapd-sec-cr:Item11HType


sxml:tag
Item11HType
rdf:type
owl:Class
rdfs:comment
The answers are object properties to instances of the anwerYNType class.
rdfs:label
Item11HType
rdfs:subClassOf
iapd-sec-cr:q11H1A only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11H2 max 1
iapd-sec-cr:q11H1B only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11H1C only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11H1C max 1
iapd-sec-cr:q11H1B max 1
iapd-sec-cr:q11H1A max 1
iapd-sec-cr:FirmReport
iapd-sec-cr:q11H2 only iapd-sec-cr:AnswerYNType
skos:definition
Firm's response to Part1A Item 11H (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity? (b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations? (c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority? (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a “yes” answer to any part of Item 11.H(1)?
References

© 2016 Jayzed Data Models Inc. generated with TopBraid Composer back to Fund Ontology or documentation index