http://fundontology.com/fr/form/IAPDSECCompilationReport.ttl#Item11HType
Class iapd-sec-cr:Item11HType
sxml:tag
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Item11HType
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rdf:type
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owl:Class |
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rdfs:comment
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The answers are object properties to instances of the anwerYNType class.
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rdfs:label
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Item11HType
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rdfs:subClassOf
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skos:definition
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Firm's response to Part1A Item 11H
(1) Has any domestic or foreign court:
(a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?
(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?
(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?
(2) Are you or any advisory affiliate now the subject of any civil proceeding that could
result in a “yes” answer to any part of Item 11.H(1)?
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