http://fundontology.com/fr/form/IAPDSECCompilationReport.ttl#Item11DType
Class iapd-sec-cr:Item11DType


sxml:tag
Item11DType
rdf:type
owl:Class
rdfs:comment
The answers are object properties to instances of the anwerYNType class.
rdfs:label
Item11DType
rdfs:subClassOf
iapd-sec-cr:q11D4 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11D5 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11D5 max 1
iapd-sec-cr:q11D1 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11D1 max 1
iapd-sec-cr:q11D2 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:FirmReport
iapd-sec-cr:q11D2 max 1
iapd-sec-cr:q11D3 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11D4 max 1
iapd-sec-cr:q11D3 max 1
skos:definition
Firm's response to Part1A Item 11D - federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical? (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes? (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted? (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity? (5) ever denied, suspended, or revoked your or any advisory affiliate’s registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-
References

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