http://fundontology.com/fr/form/IAPDSECCompilationReport.ttl#Item11CType
Class iapd-sec-cr:Item11CType


sxml:tag
Item11CType
rdf:type
owl:Class
rdfs:comment
The answers are object properties to instances of the anwerYNType class.
rdfs:label
Item11CType
rdfs:subClassOf
iapd-sec-cr:q11C2 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11C5 max 1
iapd-sec-cr:q11C2 max 1
iapd-sec-cr:q11C5 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11C1 max 1
iapd-sec-cr:q11C4 max 1
iapd-sec-cr:FirmReport
iapd-sec-cr:q11C1 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11C4 only iapd-sec-cr:AnswerYNType
iapd-sec-cr:q11C3 max 1
iapd-sec-cr:q11C3 only iapd-sec-cr:AnswerYNType
skos:definition
Firm's response to Part1A Item 11C - Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission? (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes? (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted? (4) entered an order against you or any advisory affiliate in connection with investment-related activity? (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?
References

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