Ontology http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl


Imports
owl:imports
http://fundontology.com/fr/ref/Fund_Legal_Reference.ttl
http://finregont.com/fro/ref/FIBO_LKIF_Alignment.ttl
http://fundontology.com/fr/ref/Fund_Financial_Reference.ttl

dct:license

https://opensource.org/licenses/MIT
https://opensource.org/licenses/GPL-3.0
sm:author
Jurgen Ziemer
sm:copyright
Jayzed Data Models Inc.
rdf:type
owl:Ontology
rdfs:comment
The rules determine registration and filing requirements under United States Code (USC) 15 U.S. Code 80b2 - Definitions The rules are encoded as defined subclasses of LKIF-norm:Normatively_Qualified. There are 4 Financial Condition subclasses: 1) Defining Conditions 15 U.S. Code 80b2 11 2) Excluding Conditions 15 U.S. Code 80b2 11 A-H 3) Exempting Conditions 15 U.S. Code 80b3 (b) 1-7 4) Prohibiting Condition 15 U.S. Code 80b3a - State and Federal responsibilities and exceptions from prohibition Code of Federal Regulations (CFR) 17 CFR 275.203A-2
owl:imports
http://fundontology.com/fr/ref/Fund_Legal_Reference.ttl
http://finregont.com/fro/ref/FIBO_LKIF_Alignment.ttl
http://fundontology.com/fr/ref/Fund_Financial_Reference.ttl
skos:definition
Defined classes and SPARQL rules to implement filing requirements under the Investment Adviser Act.
References

2016 Jayzed Data Models Inc. generated with TopBraid Composer back to Fund Ontology or documentation index