http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Relevant_Ex_USC_s80b_2_a_11_Required_to_Register
Class fr-rule-iaa:Relevant_Ex_USC_s80b_2_a_11_Required_to_Register


rdf:type
owl:Class
rdfs:label
USC IAA 202(a)(11)
rdfs:subClassOf
fr-rule-iaa:LegalCondition
owl:equivalentClass
jc-core:considered_by value fr-rule-iaa:LR_USC_s80b_Required_to_Register
fibo-be-fct-fct:FunctionalBusinessEntity
and (fro-leg-ref:regulated_as value fr-rule-iaa:LC_Registration_Defined_USC_s80b_2_a_11)
and (not (fro-leg-ref:regulated_as some fr-rule-iaa:RegistrationExcluded))
and (not (fro-leg-ref:regulated_as some fr-rule-iaa:RegistrationExempted))
and (not (fro-leg-ref:regulated_as some fr-rule-iaa:RegistrationProhibited))
skos:definition
The Legal Condition is defined class equivalent to Functional Business Entities that must register with the Securities and Exchange Commission. A Defined Investment Adviser must register with the Securities and Exchange Commission, unless the adviser is excluded, exempted, or prohibited.

© 2016 Jayzed Data Models Inc. generated with TopBraid Composer back to Fund Ontology or documentation index