http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Legal_Status_Prohibition_Exempted
Class fr-rule-iaa:Legal_Status_Prohibition_Exempted


rdf:type
owl:Class
rdfs:comment
For the Fund Ontology Investment Advisor Act the status instances that the FIBO Functional Business Entity is exempted from registration prohibition. It must file with the Securities & Exchange Commission. Note: We always set this status, where applicable, even if the entity is a large adviser not meeting the Definition of Prohibited Advisors.
rdfs:label
Legal Status Prohibition excempted
rdfs:subClassOf
fr-rule-iaa:Legal_Status_Prohibited
skos:definition
The Legal Status that regulates an entity is exempted from some prohibition.
Instances
fr-rule-iaa:LS_Prohibition_Exempted_CFR_275_203_A_2_a_pension_consultant, fr-rule-iaa:LS_Prohibition_Exempted_CFR_275_203_A_2_b_registered_company_adviser, fr-rule-iaa:LS_Prohibition_Exempted_CFR_275_203_A_2_c_eligible_120_days, fr-rule-iaa:LS_Prohibition_Exempted_CFR_275_203_A_2_d_multi_state, fr-rule-iaa:LS_Prohibition_Exempted_CFR_275_203_A_2_e_internet

References

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