http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#FinancialExemptionRule
Class fr-rule-iaa:FinancialExemptionRule


rdf:type
owl:Class
rdfs:comment
fro-leg-ref:hasCodeReference point to U.S. Code 80b3 - Exemptions
rdfs:label
Financial Exemption Rule
rdfs:subClassOf
jc-core:applies some fr-rule-iaa:Legal_Status_Exempted
fr-rule-iaa:FinancialRule
skos:definition
Instances of this class apply a Legal Status for the Exemption from Registration requirements as per the Investment Adviser Act. 15 U.S. Code 80b3 (b) - Exemptions (1) through (7)
Instances
fr-rule-iaa:FR_Exempted_USC_s80b_3_b_1_Private_Fund_same_state, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_2_Insurance_clients, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_3_Foreign_private, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_4_A_Charitable_client, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_4_B_Charity_fund, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_4_C_Trust, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_5_Church_plan, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_6_Commodity_Trading_Advisor, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_7_A_small_business, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_7_B_small_business_license, fr-rule-iaa:FR_Exempted_USC_s80b_3_b_7_C_small_business_affiliate

References

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