http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Excluded_Ex_USC_s80b_2_a_11_C_Broker_Dealer
Class fr-rule-iaa:Excluded_Ex_USC_s80b_2_a_11_C_Broker_Dealer


rdf:type
owl:Class
rdfs:comment
FIBO has a deep taxonomy of more than 60 Service Provider subclasses. However these are mostly primitive rather than defined classes. Thus Broker Dealer is asserted by the source system rather than inferred by the reasoner.
rdfs:label
Excluded ex. USC § 80b–2 (a) (11) (C) - Broker Dealer
rdfs:subClassOf
fr-rule-iaa:ExcludingCondition
owl:equivalentClass
jc-core:considered_by value fr-rule-iaa:FR_Excluded_USC_s80b_2_a_11_C_Broker_Dealer
http://www.omg.org/spec/EDMC-FIBO/FBC/FunctionalEntities/FinancialServicesEntities/BrokerageFirm
skos:definition
An equivalent class for FIBO Functional Business Entities that meet the exclusion U.S. Code § 80b–2 (11) (C) Broker Dealer. “any broker or dealer whose performance of such services is solely incidental to the conduct of his business as a broker or dealer and who receives no special compensation therefor;" The equivalent class is anything asserted as a FIBO Brokerage Firm. Inferred members are considered by the exclusion rule, which applies the exclusion status.

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