http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Defined_Ex_USC_s80b_2_a_11_Securities_Advice
Class fr-rule-iaa:Defined_Ex_USC_s80b_2_a_11_Securities_Advice


rdf:type
owl:Class
rdfs:comment
For the Fund Regulation prototype, the equivalent class is simply being a FIBO Financial Service Provider (asserted in the SEC FIrm & Sample data load) and providing Securities Advice (advice service offering that involves Securities).
rdfs:label
Defined ex. USC § 80b–2 (a) 11 - Securities Advice
rdfs:subClassOf
fr-rule-iaa:DefiningCondition
owl:equivalentClass
jc-core:considered_by value fr-rule-iaa:FR_Defined_USC_s80b_2_a_11_Securities_Advice
fibo-fbc-pas-fpas:FinancialServiceProvider
and (fibo-fnd-rel-rel:provides some fr-fin-ref:SecuritiesAdvice)
skos:definition
An equivalent class for FIBO Functional Business Entities that meet the U.S. Code § 80b–2-11 (securities advice) “...advising others, either directly or through publications or writings, as to the value of Securities or as to the advisability of investing in, purchasing, or selling Securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning Securities" Inferred members are considered by the financial rule, which applies the status.

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